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Detailed Report
JEREMY M SASSANELLA
CRD#: 4379202
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 8888 KEYSTONE CROSSING
SUITE 580
INDIANAPOLIS, IN 46240
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2022 - 2024 (2 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2016 - 2022 (6 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2012 - 2015 (3 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2002 - 2012 (10 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2002 - 2002 (<1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2023 - 2024 (<1 year)
Disclosure(s)
View By:
4/29/2020
Financial
Final
12/2/2019
Judgment / Lien
License(s)

State Registrations

B
Florida 11/25/2024
B
Missouri 11/14/2024
B
Indiana 11/14/2024
B
Ohio 11/14/2024
IA
Indiana 11/14/2024
B
Texas 11/14/2024
B
Michigan 11/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
8888 KEYSTONE CROSSING SUITE 580, INDIANAPOLIS, IN 46240
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
8888 KEYSTONE CROSSING SUITE 580, INDIANAPOLIS, IN 46240
Registered with this firm since 11/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/14/2023 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) INDIANAPOLIS, IN
B
 08/26/2022 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) INDIANAPOLIS, IN
B
 02/24/2016 - 08/31/2022 PARK AVENUE SECURITIES LLC (CRD#:46173) INDIANAPOLIS, IN
B
 09/28/2012 - 12/07/2015 MML INVESTORS SERVICES, LLC (CRD#:10409) INDIANAPOLIS, IN
B
 01/04/2002 - 09/14/2012 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) INDIANAPOLIS, IN
B
 01/04/2002 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.