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KEVIN PATRICK WONG
CRD#: 4376698
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2501 CAPITOL AVE
STE 105
SACRAMENTO, CA 95816
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2020 (10 years)2 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (1 year)BLPL FINANCIAL CORPORATION (CRD# 6413)2001 - 2009 (7 years)IABFC PLANNING, INC. (CRD# 119682)2017 - 2020 (3 years)IALPL FINANCIAL CORPORATION (CRD# 6413)2006 - 2009 (3 years)
License(s)

State Registrations

B
California 1/19/2024

B
Missouri 1/19/2024

IA
California 1/19/2024

B
Montana 1/19/2024

B
Florida 1/19/2024

B
Oregon 1/19/2024

B
Hawaii 1/19/2024

B
Utah 1/19/2024

IA
Hawaii 1/19/2024

B
Washington 1/19/2024

B
Idaho 1/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2501 CAPITOL AVE STE 105, SACRAMENTO, CA 95816
Registered with this firm since 1/19/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
2501 CAPITOL AVE STE 105, SACRAMENTO, CA 95816
Registered with this firm since 1/19/2024

Previous Registration(s)
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IA
05/01/2020 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) SACRAMENTO, CA
B
05/01/2020 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) SACRAMENTO, CA
IA
01/05/2017 - 05/05/2020 BFC PLANNING, INC. (CRD#:119682) Sacramento, CA
IA
07/07/2009 - 05/05/2020 BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609) Sacramento, CA
B
07/02/2009 - 05/05/2020 BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609) Sacramento, CA
IA
05/02/2006 - 07/07/2009 LPL FINANCIAL CORPORATION (CRD#:6413) SACRAMENTO, CA
B
10/01/2001 - 07/07/2009 LPL FINANCIAL CORPORATION (CRD#:6413) SACRAMENTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.