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Kristen Margaret Geary
CRD#: 4375504
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Avon Lake, OH
Registration History
20062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2024 - Present (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2022 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2018 - 2021 (2 years)BINDEPENDENT BROKERS LLC (CRD# 136163)2006 - 2018 (11 years)
License(s)

State Registrations

B
Alabama 11/15/2024

B
Montana 11/15/2024

B
Alaska 11/15/2024

B
Nebraska 11/15/2024

B
Arizona 11/15/2024

B
Nevada 11/15/2024

B
Arkansas 11/15/2024

B
New Hampshire 11/15/2024

B
California 11/15/2024

B
New Jersey 11/15/2024

B
Colorado 11/15/2024

B
New Mexico 11/15/2024

B
Connecticut 11/15/2024

B
New York 11/15/2024

B
Delaware 11/15/2024

B
North Carolina 11/15/2024

B
District of Columbia 11/15/2024

B
Ohio 2/10/2022

B
Florida 11/15/2024

IA
Ohio 5/3/2024

B
Georgia 11/15/2024

B
Oklahoma 11/15/2024

B
Hawaii 11/15/2024

B
Oregon 11/15/2024

B
Idaho 11/15/2024

B
Pennsylvania 11/15/2024

B
Illinois 11/15/2024

B
Puerto Rico 11/15/2024

B
Indiana 11/15/2024

B
Rhode Island 11/15/2024

B
Iowa 11/15/2024

B
South Carolina 11/15/2024

B
Kansas 11/15/2024

B
South Dakota 11/15/2024

B
Kentucky 11/15/2024

B
Tennessee 11/15/2024

B
Louisiana 11/15/2024

B
Texas 11/15/2024

B
Maine 11/15/2024

B
Utah 11/15/2024

B
Maryland 11/15/2024

B
Vermont 11/15/2024

B
Massachusetts 11/15/2024

B
Virginia 11/15/2024

B
Michigan 11/15/2024

B
Washington 11/15/2024

B
Minnesota 11/15/2024

B
West Virginia 11/15/2024

B
Missouri 11/15/2024

B
Wisconsin 11/15/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Avon Lake, OH
Registered with this firm since 5/3/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Avon Lake, OH
Registered with this firm since 1/13/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/10/2018 - 06/14/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) CLEVELAND, OH
B
06/26/2006 - 01/11/2018 INDEPENDENT BROKERS LLC (CRD#:136163) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.