• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRENT MARK HOWARD
CRD#: 4373273
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 2 POST OAK CENTRAL
1980 POST OAK BLVD, SUITE 1630 & 1525
HOUSTON, TX 77056-3859
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - Present (9 years)BSANDERS MORRIS HARRIS INC. (CRD# 20580)2005 - 2012 (7 years)BASSENT LLC (CRD# 104162)2003 - 2004 (<1 year)BANDOVER BROKERAGE, L.L.C. (CRD# 33848)2003 - 2003 (<1 year)BSCHONFELD SECURITIES, LLC (CRD# 23304)2002 - 2003 (<1 year)BZONE TRADING PARTNERS, LLC (CRD# 16908)2001 - 2002 (<1 year)BPROTRADER SECURITIES CORPORATION (CRD# 35233)2001 - 2001 (<1 year)IASANDERS MORRIS HARRIS INC. (CRD# 20580)2007 - 2012 (5 years)
License(s)

State Registrations

B
California 11/5/2015

B
Oklahoma 10/12/2022

B
Delaware 12/9/2015

B
Tennessee 12/20/2019

B
Georgia 11/5/2015

B
Texas 11/5/2015

B
Mississippi 11/5/2015

IA
Texas 11/5/2015

B
Ohio 11/5/2015

B
Wyoming 4/21/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
2 POST OAK CENTRAL 1980 POST OAK BLVD, SUITE 1630 & 1525, HOUSTON, TX 77056-3859
Houston, TX
Registered with this firm since 11/5/2015

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
2 POST OAK CENTRAL 1980 POST OAK BLVD, SUITE 1630 & 1525, HOUSTON, TX 77056-3859
Houston, TX
Registered with this firm since 11/5/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/14/2012 - 11/05/2015 WUNDERLICH SECURITIES, INC. (CRD#:2543) HOUSTON, TX
B
12/14/2012 - 11/05/2015 WUNDERLICH SECURITIES, INC. (CRD#:2543) HOUSTON, TX
IA
10/09/2007 - 12/14/2012 SANDERS MORRIS HARRIS INC. (CRD#:20580) HOUSTON, TX
B
09/15/2005 - 12/14/2012 SANDERS MORRIS HARRIS INC. (CRD#:20580) HOUSTON, TX
B
03/03/2003 - 01/23/2004 ASSENT LLC (CRD#:104162) BOLINGBROOK, IL
B
02/06/2003 - 03/03/2003 ANDOVER BROKERAGE, L.L.C. (CRD#:33848) MONTEBELLO, NY
B
03/15/2002 - 02/12/2003 SCHONFELD SECURITIES, LLC (CRD#:23304) JERICHO, NY
B
07/20/2001 - 01/23/2002 ZONE TRADING PARTNERS, LLC (CRD#:16908) AUSTIN, TX
B
04/03/2001 - 09/27/2001 PROTRADER SECURITIES CORPORATION (CRD#:35233) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.