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Detailed Report
TRAVIS RYAN JACQUES
CRD#: 4372252
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 103 Commerce ST
Sevierville, TN 37862
LPL FINANCIAL LLCCRD#: 6413 103 COMMERCE ST
SEVIERVILLE, TN 37862
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - Present (9 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2001 - 2009 (8 years)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2004 - 2009 (5 years)
Disclosure(s)
View By:
6/28/2010
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 3/15/2016
B
North Carolina 3/11/2016
B
Florida 9/23/2020
B
Ohio 9/9/2016
B
Georgia 3/11/2016
B
South Carolina 3/11/2016
B
Kentucky 3/11/2016
IA
Tennessee 3/11/2016
B
New York 3/11/2016
B
Tennessee 1/26/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
103 Commerce ST, Sevierville, TN 37862
Registered with this firm since 3/11/2016
B
LPL FINANCIAL LLC (CRD#:6413)
103 COMMERCE ST, SEVIERVILLE, TN 37862
Registered with this firm since 3/11/2016
Previous Registration(s)
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IA
 10/27/2009 - 04/07/2016 MORGAN STANLEY (CRD#:149777) KNOXVILLE, TN
B
 10/23/2009 - 04/07/2016 MORGAN STANLEY (CRD#:149777) KNOXVILLE, TN
IA
 01/09/2004 - 10/26/2009 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MARYVILLE, TN
B
 08/20/2001 - 10/26/2009 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MARYVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.