Individual Firm
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WILLIAM EDWARD MATHERS
CRD#: 4372239
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 777 E. EISENHOWER PARKWAY
SUITE 100
ANN ARBOR, MI 48108
SUITE 100
ANN ARBOR, MI 48108
0
Disclosures
23
Years of Experience
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State Registrations
B
Arizona 5/31/2024
B
New Jersey 2/29/2024
B
Florida 10/4/2016
B
Ohio 10/4/2016
B
Hawaii 1/8/2018
B
Oregon 10/16/2023
B
Kansas 9/6/2022
B
Pennsylvania 4/19/2021
B
Maryland 9/14/2021
B
Virginia 9/19/2018
B
Michigan 10/4/2016
B
Washington 10/16/2023
IA
Michigan 10/4/2016
B
Wisconsin 5/28/2024
B
Minnesota 8/16/2021
SRO Registrations
B
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IA
Registered with this firm since 10/4/2016
B
Registered with this firm since 10/4/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/26/2010 - 09/14/2016 | PLYMOUTH, MI | |
B | 04/17/2001 - 09/14/2016 | PLYMOUTH, MI | |
IA | 05/12/2004 - 12/31/2007 | PLYMOUTH, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.