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BRIAN C. MIGDAL
CRD#: 4372173
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 501 FAYETTEVILLE ST
7TH FLOOR
RALEIGH, NC 27601
CETERA INVESTMENT SERVICES LLCCRD#: 15340 501 FAYETTEVILLE ST
7TH FLOOR
RALEIGH, NC 27601
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - 2015 (4 years)2 FIRMS2015 - 2019 (3 years)2 FIRMS2019 - Present (5 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2004 - 2009 (5 years)BCITIZENS INVESTMENT SERVICES CORP. (CRD# 39550)2002 - 2004 (1 year)BDREYFUS INVESTMENT SERVICES CO... (CRD# 17477)2001 - 2002 (<1 year)IANATCITY INVESTMENTS, INC. (CRD# 17490)2005 - 2009 (4 years)
License(s)

State Registrations

B
North Carolina 7/30/2019

B
South Carolina 7/30/2019

IA
North Carolina 7/30/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
501 FAYETTEVILLE ST 7TH FLOOR, RALEIGH, NC 27601
Registered with this firm since 7/30/2019

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
501 FAYETTEVILLE ST 7TH FLOOR, RALEIGH, NC 27601
Registered with this firm since 7/30/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/02/2015 - 03/06/2019 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) RALEIGH, NC
B
06/02/2015 - 03/06/2019 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) RALEIGH, NC
IA
12/20/2010 - 05/20/2015 PNC INVESTMENTS (CRD#:129052) RALEIGH, NC
B
12/20/2010 - 05/20/2015 PNC INVESTMENTS (CRD#:129052) RALEIGH, NC
IA
07/19/2005 - 10/02/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) ERIE, PA
B
05/26/2004 - 10/02/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) ERIE, PA
B
05/08/2002 - 01/08/2004 CITIZENS INVESTMENT SERVICES CORP. (CRD#:39550) JOHNSTON, RI
B
06/12/2001 - 05/08/2002 DREYFUS INVESTMENT SERVICES COMPANY, LLC (CRD#:17477) PITTSBURGH, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.