Individual Firm
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DENNIS RAYMOND STOLP
CRD#: 437183
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 6 PINE TREE DR
ST 130
ST PAUL, MN 55112
ST 130
ST PAUL, MN 55112
CETERA ADVISOR NETWORKS LLCCRD#: 13572 6 Pine Tree Drive
SUITE 130
ST. PAUL, MN 55112
SUITE 130
ST. PAUL, MN 55112
0
Disclosures
51
Years of Experience
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State Registrations
B
Arizona 8/10/2023
B
Minnesota 8/10/2023
B
California 8/10/2023
IA
Minnesota 8/10/2023
B
Illinois 8/10/2023
B
Washington 8/10/2023
B
Massachusetts 8/10/2023
B
Wisconsin 8/10/2023
SRO Registrations
B
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IA
Registered with this firm since 8/10/2023
B
Registered with this firm since 8/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/16/2014 - 08/10/2023 | ST. PAUL, MN | |
B | 07/25/1991 - 08/10/2023 | ST. PAUL, MN | |
IA | 01/16/2014 - 10/19/2021 | ST. PAUL, MN | |
B | 02/16/2001 - 10/19/2021 | ST. PAUL, MN | |
B | 09/21/1988 - 10/04/2000 | ST. PAUL, MN | |
B | 08/01/1983 - 09/21/1988 | ||
B | 03/12/1974 - 09/27/1985 | ||
B | 11/26/1980 - 07/28/1983 | ||
B | 08/25/1976 - 01/04/1981 | ||
B | 03/12/1974 - 09/21/1976 |
03/12/1974 - 09/21/1976
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.