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SHELDON PATRICK MCFARLAND
CRD#: 4371250
IA
B
BUCKINGHAM STRATEGIC PARTNERS, LLCCRD#: 143319 San Jose, CA
FORESIDE FINANCIAL SERVICES, LLCCRD#: 148477 San Jose, CA
0
Disclosures
21
Years of Experience
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State Registrations
B
California 10/29/2018
IA
California 12/13/2018
SRO Registrations
B
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IA
Registered with this firm since 12/13/2018
B
Registered with this firm since 10/29/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/04/2006 - 12/13/2018 | SAN JOSE, CA | |
B | 09/20/2006 - 10/29/2018 | San Jose, CA | |
B | 03/04/2002 - 04/01/2005 | SAN JOSE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.