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CHADWICK P SUNTAY
CHAD SUNTAY
CRD#: 4370379
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1313 N MILPITAS BLVD STE 173
MILPITAS, CA 95035
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)BBRECEK & YOUNG ADVISORS, INC. (CRD# 40395)2006 - 2009 (2 years)BSECURITIES AMERICA, INC. (CRD# 10205)2006 - 2006 (<1 year)BAIG FINANCIAL ADVISORS, INC. (CRD# 133763)2005 - 2006 (<1 year)BSUNAMERICA SECURITIES, INC. (CRD# 20068)2001 - 2005 (4 years)BWMA SECURITIES, INC. (CRD# 32625)2001 - 2001 (<1 year)IABRECEK & YOUNG ADVISORS, INC. (CRD# 40395)2007 - 2009 (1 year)
License(s)

State Registrations

B
California 6/14/2024

B
Oregon 6/14/2024

IA
California 6/14/2024

B
Texas 6/14/2024

B
Colorado 9/5/2024

IA
Texas 6/14/2024

B
Florida 6/14/2024

B
Virginia 6/14/2024

B
Maryland 6/14/2024

B
Washington 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1313 N MILPITAS BLVD STE 173, MILPITAS, CA 95035
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
1313 N MILPITAS BLVD STE 173, MILPITAS, CA 95035
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/23/2009 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) MILPITAS, CA
B
01/23/2009 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) MILPITAS, CA
IA
08/28/2007 - 01/23/2009 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) MILPITAS, CA
B
11/01/2006 - 01/23/2009 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) SAN JOSE, CA
B
08/09/2006 - 10/30/2006 SECURITIES AMERICA, INC. (CRD#:10205) SAN JOSE, CA
B
10/31/2005 - 08/07/2006 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) SAN JOSE, CA
B
08/30/2001 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
04/16/2001 - 09/20/2001 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.