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Detailed Report
TRACIE SUZANNE BECK
CRD#: 4369704
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6003 OLD CHENEY RD STE 200
LINCOLN, NE 68516
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - 2014 (5 years)2 FIRMS2014 - Present (10 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2008 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2006 - 2007 (1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2001 - 2006 (4 years)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Alaska 5/17/2023
B
Nebraska 9/8/2014
B
Arizona 9/26/2014
IA
Nebraska 9/12/2014
B
California 9/26/2014
B
Nevada 5/17/2023
B
Colorado 9/26/2014
B
New Mexico 1/12/2022
B
Delaware 12/2/2021
B
New York 5/17/2023
B
Florida 5/17/2023
B
Ohio 6/13/2017
B
Georgia 12/7/2023
B
Oklahoma 3/26/2024
B
Illinois 9/26/2014
B
Pennsylvania 5/17/2023
B
Indiana 9/26/2014
B
Tennessee 5/17/2023
B
Iowa 5/17/2023
B
Texas 9/26/2014
B
Kansas 9/26/2014
IA
Texas 9/29/2014
B
Kentucky 9/26/2014
B
Virginia 8/15/2023
B
Minnesota 12/7/2023
B
Wisconsin 9/26/2014
B
Missouri 5/17/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6003 OLD CHENEY RD STE 200, LINCOLN, NE 68516
Registered with this firm since 9/12/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6003 OLD CHENEY RD STE 200, LINCOLN, NE 68516
Registered with this firm since 9/8/2014
Previous Registration(s)
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IA
 12/10/2008 - 09/12/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) LINCOLN, NE
B
 12/05/2008 - 09/12/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) LINCOLN, NE
IA
 06/02/2008 - 12/08/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LINCOLN, NE
B
 04/02/2007 - 12/08/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LINCOLN, NE
B
 01/09/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) LINCOLN, NE
B
 03/29/2001 - 01/04/2006 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LINCOLN, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.