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Detailed Report
EDWARD CHRISTIAN GRUBER
CHRIS GRUBER, EDWARD C GRUBER
CRD#: 4369042
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 777 Township Line Road
Suite 301
Yardley, PA 19067
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2009 (2 years)IAMORGAN STANLEY (CRD# 149777)2011 - Present (14 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2003 (1 year)IAMORGAN STANLEY SMITH BARNEY LLC (CRD# 149777)2009 - 2010 (1 year)
License(s)

State Registrations

B
California 5/23/2011
B
New Jersey 6/1/2009
B
Colorado 7/23/2024
B
New York 6/1/2009
B
Connecticut 3/7/2024
B
North Carolina 4/16/2010
B
Delaware 6/1/2016
B
Pennsylvania 6/1/2009
B
Florida 7/12/2013
IA
Pennsylvania 2/3/2011
B
Georgia 12/8/2021
B
Texas 12/17/2010
B
Illinois 7/26/2019
IA
Texas 1/10/2011
B
Massachusetts 10/16/2023
B
Virginia 6/6/2017
B
Missouri 9/9/2022
B
Washington 2/19/2020
B
Montana 1/16/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
777 Township Line Road Suite 301, Yardley, PA 19067
Registered with this firm since 1/10/2011
B
MORGAN STANLEY (CRD#:149777)
777 Township Line Road Suite 301, Yardley, PA 19067
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 06/01/2009 - 12/31/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) PHILADELPHIA, PA
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PHILADELPHIA, PA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PHILADELPHIA, PA
IA
 06/30/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) BOSTON, MA
B
 05/30/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) BOSTON, MA
B
 12/10/2001 - 08/08/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.