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DAVID ELWOOD SAUNDERS
DAVID ELWOOD SAUNDERS II
CRD#: 4368980
IA
B
CAPITAL CLIENT GROUP, INC.CRD#: 6247 333 SOUTH HOPE STREET, 55TH FLOOR
LOS ANGELES, CA 90071-1447
LOS ANGELES, CA 90071-1447
0
Disclosures
15
Years of Experience
View By:
State Registrations
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Alabama 6/27/2023
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Montana 6/27/2023
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Alaska 6/27/2023
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Nebraska 6/27/2023
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Arizona 4/18/2023
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Nevada 4/26/2023
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Arkansas 6/27/2023
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New Hampshire 6/27/2023
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California 9/28/2022
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New Jersey 6/27/2023
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California 6/27/2023
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New Mexico 6/27/2023
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Colorado 4/11/2023
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New York 6/27/2023
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Connecticut 4/12/2023
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North Carolina 6/27/2023
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Delaware 6/27/2023
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North Dakota 6/27/2023
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District of Columbia 4/11/2023
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Ohio 6/27/2023
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Florida 4/11/2023
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Oklahoma 6/27/2023
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Georgia 6/27/2023
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Oregon 6/27/2023
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Hawaii 6/27/2023
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Pennsylvania 6/27/2023
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Idaho 4/12/2023
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Puerto Rico 4/11/2023
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Illinois 6/27/2023
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Rhode Island 6/27/2023
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Indiana 6/27/2023
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South Carolina 6/27/2023
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Iowa 6/27/2023
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South Dakota 6/27/2023
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Kansas 6/27/2023
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Tennessee 6/27/2023
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Kentucky 6/27/2023
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Texas 6/27/2023
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Louisiana 4/11/2023
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Utah 6/27/2023
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Maine 6/27/2023
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Vermont 6/27/2023
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Maryland 4/10/2023
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Virgin Islands 6/27/2023
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Massachusetts 6/27/2023
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Virginia 6/27/2023
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Michigan 6/27/2023
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Washington 6/27/2023
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Minnesota 6/27/2023
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West Virginia 6/27/2023
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Mississippi 6/27/2023
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Wisconsin 6/27/2023
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Missouri 6/27/2023
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Wyoming 6/27/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 4/7/2023
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Registered with this firm since 9/28/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/01/2016 - 09/15/2022 | HUNT VALLEY, MD | |
IA | 02/26/2015 - 11/06/2015 | HUNT VALLEY, MD | |
B | 05/22/2006 - 08/20/2007 | BALTIMORE, MD | |
B | 12/01/2005 - 05/08/2006 | BALTIMORE, MD | |
B | 09/25/2001 - 12/01/2005 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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