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Detailed Report
CHARLES GLENN NELSON
CRD#: 4368442
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 106 W MAPLE ST
ATLANTA, GA 30040
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (13 years)BAMHERST SECURITIES GROUP, L.P. (CRD# 31141)2003 - 2006 (2 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2001 - 2003 (1 year)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 5/31/2022
IA
Georgia 4/1/2011
B
Arizona 2/19/2021
B
Maryland 2/22/2024
B
Arkansas 2/19/2021
B
Michigan 2/19/2021
B
California 11/8/2017
B
North Carolina 10/14/2013
B
Colorado 4/3/2024
B
Pennsylvania 9/6/2022
B
Connecticut 11/11/2024
B
South Carolina 2/19/2021
B
Florida 3/26/2014
B
Texas 11/8/2017
B
Georgia 3/31/2011
IA
Texas 11/9/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
106 W MAPLE ST, ATLANTA, GA 30040
Registered with this firm since 4/1/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
106 W MAPLE ST, ATLANTA, GA 30040
Registered with this firm since 3/31/2011
Previous Registration(s)
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IA
 10/23/2009 - 04/04/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALPHARETTA, GA
B
 10/23/2009 - 04/04/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALPHARETTA, GA
IA
 05/15/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) DUNWOODY, GA
B
 05/04/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) DUNWOODY, GA
B
 05/05/2003 - 04/17/2006 AMHERST SECURITIES GROUP, L.P. (CRD#:31141) BOCA RATON, FL
IA
 02/13/2003 - 04/17/2003 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MOBILE, AL
B
 06/06/2001 - 04/17/2003 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.