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Detailed Report
CHRISTOPHER DAVID COX
CRD#: 4368367
IA
Investment Adviser
B
Broker
COOPER MCMANUSCRD#: 111458 303 N GLENOAKS BLVD
SUITE 200
BURBANK, CA 91502
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 560 W Foothill Pkwy.
Corona, CA 92882
Registration History
2002200420062008201020122014201620182020202220242026IACOOPER MCMANUS (CRD# 111458)2009 - Present (15 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2020 - Present (5 years)BSECURITIES AMERICA, INC. (CRD# 10205)2009 - 2020 (10 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2009 (8 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2009 - 2009 (<1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2002 - 2009 (6 years)
License(s)

State Registrations

B
Arizona 3/31/2022
B
Montana 3/27/2020
B
Arkansas 3/27/2020
B
Ohio 1/3/2023
IA
California 4/2/2009
B
Oregon 3/27/2020
B
California 3/27/2020
B
Pennsylvania 3/27/2020
B
Hawaii 3/27/2020
B
Tennessee 10/13/2021
B
Kansas 3/27/2020
IA
Texas 8/25/2017
IA
Louisiana 9/24/2018
B
Texas 3/27/2020
B
Massachusetts 3/27/2020
B
Washington 12/17/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COOPER MCMANUS (CRD#:111458)
303 N GLENOAKS BLVD SUITE 200, BURBANK, CA 91502
Registered with this firm since 4/2/2009
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
560 W Foothill Pkwy., Corona, CA 92882
Registered with this firm since 3/27/2020
Previous Registration(s)
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B
 04/01/2009 - 03/27/2020 SECURITIES AMERICA, INC. (CRD#:10205) BURBANK, CA
IA
 04/01/2009 - 04/02/2009 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) WEST HOLLYWOOD, CA
IA
 05/13/2002 - 04/02/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CUCAMONGA, CA
B
 03/15/2001 - 04/02/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CUCAMONGA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.