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CHRISTOPHER DAVID COX
CRD#: 4368367
IA
B
COOPER MCMANUSCRD#: 111458 303 N GLENOAKS BLVD
SUITE 200
BURBANK, CA 91502
SUITE 200
BURBANK, CA 91502
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 560 W Foothill Pkwy.
Corona, CA 92882
Corona, CA 92882
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Arizona 3/31/2022
B
Montana 3/27/2020
B
Arkansas 3/27/2020
B
Ohio 1/3/2023
IA
California 4/2/2009
B
Oregon 3/27/2020
B
California 3/27/2020
B
Pennsylvania 3/27/2020
B
Hawaii 3/27/2020
B
Tennessee 10/13/2021
B
Kansas 3/27/2020
IA
Texas 8/25/2017
IA
Louisiana 9/24/2018
B
Texas 3/27/2020
B
Massachusetts 3/27/2020
B
Washington 12/17/2024
SRO Registrations
B
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IA
Registered with this firm since 4/2/2009
B
Registered with this firm since 3/27/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/01/2009 - 03/27/2020 | BURBANK, CA | |
IA | 04/01/2009 - 04/02/2009 | WEST HOLLYWOOD, CA | |
IA | 05/13/2002 - 04/02/2009 | CUCAMONGA, CA | |
B | 03/15/2001 - 04/02/2009 | CUCAMONGA, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.