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KIMBERLY V KAIMAN
KIMBERLY VANESSA KOSINSKI, Kimberly Vanessa Kaiman
CRD#: 4366097
IA
B
STRATEGIC ADVISERS LLCCRD#: 104555 155 SEAPORT BLVD
BOSTON, MA 02210-2698
BOSTON, MA 02210-2698
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2001 NORTH MAIN STREET
THREE YGNACIO CENTER, STE 100
WALNUT CREEK, CA 94596
THREE YGNACIO CENTER, STE 100
WALNUT CREEK, CA 94596
0
Disclosures
3
Years of Experience
View By:
State Registrations
B
Arizona 9/5/2024
B
Minnesota 9/5/2024
B
California 9/3/2024
B
Missouri 9/5/2024
IA
California 3/31/2025
B
New Jersey 9/5/2024
B
Colorado 9/5/2024
B
New York 9/5/2024
B
Connecticut 9/5/2024
B
North Carolina 9/5/2024
B
Florida 9/5/2024
B
Ohio 9/6/2024
B
Georgia 9/5/2024
B
Pennsylvania 9/5/2024
B
Illinois 9/5/2024
B
Texas 9/5/2024
B
Indiana 9/5/2024
B
Virginia 9/5/2024
B
Maryland 9/5/2024
B
Washington 9/5/2024
B
Massachusetts 9/5/2024
B
Wisconsin 9/5/2024
B
Michigan 9/5/2024
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 3/31/2025
B
Registered with this firm since 8/6/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/12/2024 - 03/31/2025 | WALNUT CREEK, CA | |
B | 12/13/2006 - 05/10/2007 | SHAKER HEIGHTS, OH | |
B | 05/06/2003 - 09/13/2005 | CLEVELAND, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.