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SHAUN DORR HAMPTON
CRD#: 4365515
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 726 Notre Dame St.
Grosse Pointe, MI 48230
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2001 - 2015 (14 years)IAHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2011 - 2015 (4 years)
Disclosure(s)
View By:
3/13/2014
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/13/2018

B
Missouri 10/30/2015

B
Arizona 10/30/2015

B
Nevada 3/23/2018

B
California 10/30/2015

B
New York 10/30/2015

B
Colorado 10/30/2015

B
North Carolina 10/30/2015

B
Connecticut 3/1/2024

B
Ohio 10/30/2015

B
Florida 10/30/2015

B
Oklahoma 1/25/2017

B
Georgia 11/2/2015

B
Oregon 3/23/2018

B
Idaho 11/18/2022

B
Pennsylvania 4/12/2022

B
Illinois 11/5/2015

B
South Carolina 3/23/2018

B
Indiana 4/30/2024

B
Texas 10/30/2015

B
Iowa 7/19/2022

IA
Texas 10/30/2015

B
Kansas 10/30/2015

B
Virginia 9/27/2023

B
Michigan 10/30/2015

B
Washington 8/9/2018

IA
Michigan 11/3/2015

B
Wisconsin 1/10/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
726 Notre Dame St., Grosse Pointe, MI 48230
Gross Pointe, MI
Registered with this firm since 10/30/2015

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
726 Notre Dame St., Grosse Pointe, MI 48230
Gross Pointe, MI
Registered with this firm since 10/30/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/02/2011 - 11/03/2015 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) CLINTON TOWNSHIP, MI
B
06/18/2001 - 11/03/2015 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) CLINTON TOWNSHIP, MI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.