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MARY AGGARWAL
MARY FLORENCE AGGARWAL, MARY FLORENCE JOHN
CRD#: 4364730
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 100 FEDERAL ST
RETIREMENT & PERSONAL WEALTH SOLUTIONS
BOSTON, MA 02110
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2018 (7 years)2 FIRMS2023 - Present (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2009 (8 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2002 - 2009 (7 years)
License(s)

State Registrations

B
Arizona 2/1/2024

B
New Hampshire 5/7/2024

B
California 3/29/2023

B
New York 5/7/2024

B
Connecticut 3/28/2023

B
North Carolina 3/29/2023

IA
Connecticut 3/28/2023

B
Rhode Island 5/7/2024

B
Florida 5/7/2024

B
South Carolina 5/7/2024

B
Maine 5/7/2024

B
Vermont 5/7/2024

B
Massachusetts 3/28/2023

B
Washington 3/29/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST RETIREMENT & PERSONAL WEALTH SOLUTIONS, BOSTON, MA 02110
Registered with this firm since 3/28/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST RETIREMENT & PERSONAL WEALTH SOLUTIONS, BOSTON, MA 02110
Registered with this firm since 2/7/2023

Previous Registration(s)
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IA
05/19/2011 - 07/09/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BEVERLY HILLS, CA
B
05/19/2011 - 07/09/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BEVERLY HILLS, CA
IA
10/23/2009 - 03/01/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
B
10/23/2009 - 03/01/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
IA
01/16/2002 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LOS ANGELES, CA
B
06/05/2001 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.