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ALEXANDRA RUMIE
ALEXANDRA MARIA RUMIE
CRD#: 4364127
IA
Investment Adviser
B
Broker
OCEAN FINANCIAL ADVISORS LLCCRD#: 291950 780 NW 42ND AVENUE
SUITE 500
MIAMI, FL 33126
OCEAN FINANCIAL SERVICES, LLCCRD#: 164289 780 NW 42ND AVENUE
SUITE 500
MIAMI, FL 33126
Registration History
20062008201020122014201620182020202220242026IAOCEAN FINANCIAL ADVISORS LLC (CRD# 291950)2019 - Present (5 years)BOCEAN FINANCIAL SERVICES, LLC (CRD# 164289)2018 - Present (6 years)BEFG CAPITAL INTERNATIONAL (CRD# 40118)2009 - 2018 (8 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2005 - 2009 (4 years)IAEFG CAPITAL ADVISORS INC. (CRD# 112224)2016 - 2018 (1 year)IAEFG CAPITAL ADVISORS LLC (CRD# 145208)2009 - 2014 (5 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2006 - 2009 (2 years)
License(s)

State Registrations

B
California 4/23/2018

B
New York 4/23/2018

B
Florida 4/23/2018

B
Texas 4/23/2018

IA
Florida 6/21/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OCEAN FINANCIAL ADVISORS LLC (CRD#:291950)
780 NW 42ND AVENUE SUITE 500, MIAMI, FL 33126
Registered with this firm since 6/21/2019

B
OCEAN FINANCIAL SERVICES, LLC (CRD#:164289)
780 NW 42ND AVENUE SUITE 500, MIAMI, FL 33126
Registered with this firm since 4/23/2018

Previous Registration(s)
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IA
08/26/2016 - 04/20/2018 EFG CAPITAL ADVISORS INC. (CRD#:112224) MIAMI, FL
B
07/31/2009 - 04/20/2018 EFG CAPITAL INTERNATIONAL (CRD#:40118) KEY BISCAYNE, FL
IA
11/10/2009 - 11/10/2014 EFG CAPITAL ADVISORS LLC (CRD#:145208) MIAMI, FL
IA
11/30/2006 - 07/22/2009 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIAMI, FL
B
02/23/2005 - 07/22/2009 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.