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Detailed Report
ELLIOTT CURTIS HOLLINGSWORTH
ELLIOT CURTIS HOLLINGSWORTH, ELLIOTT C HOLLINGSWORTH
CRD#: 4363276
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Investment Adviser
THE MATHER GROUP, LLCCRD#: 156005 PASADENA, CA
Registration History
2002200420062008201020122014201620182020202220242026IATHE MATHER GROUP, LLC (CRD# 156005)2019 - Present (5 years)IAHALBERT HARGROVE (CRD# 105515)2014 - 2019 (4 years)IAOAKWOOD CAPITAL MANAGEMENT LLC (CRD# 108080)2008 - 2014 (6 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2008 (4 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2004 (2 years)
License(s)

State Registrations

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California 5/31/2019
Current Registration(s)
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THE MATHER GROUP, LLC (CRD#:156005)
PASADENA, CA
Registered with this firm since 5/31/2019
Previous Registration(s)
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 10/10/2014 - 05/29/2019 HALBERT HARGROVE (CRD#:105515) LONG BEACH, CA
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 09/23/2008 - 10/06/2014 OAKWOOD CAPITAL MANAGEMENT LLC (CRD#:108080) LOS ANGELES, CA
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 03/01/2004 - 04/02/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LOS ANGELES, CA
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 03/27/2002 - 03/11/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) LOS ANGELES, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.