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Amanda Sic
AMANDA LYNN KLEE, AMANDA L KLEE-SIC, AMANDA KLEE-SIC, Amanda L Klee, AMANDA LYNN SIC…
CRD#: 4363019
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 31 BUTTERFIELD ROAD
CHINO VALLEY, AZ 86323
CHINO VALLEY, AZ 86323
0
Disclosures
17
Years of Experience
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State Registrations
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Alabama 8/25/2021
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Montana 8/25/2021
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Alaska 8/25/2021
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Nebraska 8/25/2021
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Arizona 8/17/2021
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Nevada 8/25/2021
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Arizona 8/17/2021
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New Hampshire 8/25/2021
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Arkansas 8/25/2021
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New Jersey 8/25/2021
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California 8/25/2021
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New Mexico 8/25/2021
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Colorado 8/25/2021
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New York 8/25/2021
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Connecticut 8/25/2021
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North Carolina 7/12/2021
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Delaware 8/25/2021
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North Dakota 8/25/2021
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District of Columbia 8/25/2021
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Ohio 8/25/2021
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Florida 8/25/2021
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Oklahoma 8/25/2021
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Georgia 8/25/2021
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Oregon 8/25/2021
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Hawaii 8/25/2021
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Pennsylvania 8/25/2021
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Idaho 8/25/2021
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Rhode Island 8/25/2021
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Illinois 8/25/2021
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South Carolina 8/25/2021
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Indiana 8/25/2021
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South Dakota 8/25/2021
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Iowa 8/25/2021
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Tennessee 8/25/2021
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Kansas 8/25/2021
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Texas 7/12/2021
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Kentucky 8/25/2021
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Texas 7/12/2021
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Louisiana 8/25/2021
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Utah 8/25/2021
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Maine 8/25/2021
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Vermont 8/25/2021
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Maryland 8/25/2021
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Virginia 8/25/2021
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Massachusetts 8/25/2021
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Washington 8/25/2021
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Michigan 8/25/2021
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West Virginia 8/25/2021
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Minnesota 8/25/2021
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Wisconsin 8/25/2021
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Mississippi 8/25/2021
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Wyoming 8/25/2021
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Missouri 8/25/2021
SRO Registrations
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IA
Registered with this firm since 7/12/2021
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Registered with this firm since 7/12/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/11/2016 - 06/29/2021 | PHOENIX, AZ | |
B | 01/19/2016 - 06/29/2021 | PHOENIX, AZ | |
IA | 11/11/2005 - 04/14/2009 | SAN JOSE, CA | |
B | 04/04/2001 - 04/14/2009 | SAN JOSE, CA |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.