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Detailed Report
LISA SZALANKIEWICZ
CRD#: 4362941
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 785 TOTOWA ROAD
SUITE 108
TOTOWA, NJ 07512
CETERA INVESTMENT SERVICES LLCCRD#: 15340 785 TOTOWA ROAD
TOTOWA, NJ 07512
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2003 - 2015 (12 years)BGREATER COMMUNITY FINANCIAL, L... (CRD# 41452)2003 - 2003 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2003 (1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2015 (6 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2003 - 2009 (5 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2002 - 2003 (<1 year)
License(s)

State Registrations

B
California 10/11/2023
B
New Jersey 7/15/2015
B
Delaware 1/25/2023
IA
New Jersey 7/15/2015
B
Florida 7/15/2015
B
New York 7/15/2015
B
Illinois 2/1/2016
B
Pennsylvania 7/15/2015
B
Louisiana 7/19/2017
B
South Carolina 11/12/2015
B
Massachusetts 1/29/2019
B
Virginia 7/15/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
785 TOTOWA ROAD, TOTOWA, NJ 07512
LYNDHURST, NJ
Registered with this firm since 7/15/2015
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
785 TOTOWA ROAD SUITE 108, TOTOWA, NJ 07512
LYNDHURST, NJ
Registered with this firm since 7/15/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/12/2009 - 07/15/2015 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) TOTOWA, NJ
B
 06/24/2003 - 07/15/2015 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) TOTOWA, NJ
IA
 06/30/2003 - 01/12/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) TOTOWA, NJ
B
 05/21/2003 - 06/30/2003 GREATER COMMUNITY FINANCIAL, L.L.C. (CRD#:41452) CLIFTON, NJ
IA
 09/20/2002 - 02/05/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) PARAMUS, NJ
B
 09/10/2001 - 02/05/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.