Individual Firm
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JUDITH G QUINONES
JUDITH BORJA
CRD#: 4362882
IA
B
MORGAN STANLEYCRD#: 149777 220 Alhambra Circle
10Th Floor
Coral Gables, FL 33134
10Th Floor
Coral Gables, FL 33134
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Arkansas 10/22/2019
B
New Jersey 10/22/2019
B
California 3/31/2014
B
New York 3/31/2014
B
Connecticut 10/22/2019
B
North Carolina 10/22/2019
B
Delaware 11/10/2015
B
Ohio 10/23/2019
B
District of Columbia 10/22/2019
B
Pennsylvania 9/13/2019
B
Florida 4/2/2014
B
Puerto Rico 10/22/2019
IA
Florida 9/24/2015
B
Rhode Island 9/29/2017
B
Georgia 3/16/2018
B
Tennessee 10/23/2019
B
Illinois 11/24/2015
B
Texas 10/22/2019
B
Maryland 3/31/2014
IA
Texas 4/23/2020
B
Massachusetts 10/22/2019
B
Virgin Islands 3/31/2014
B
Mississippi 7/29/2019
B
Virginia 10/22/2019
B
New Hampshire 1/23/2020
B
Wyoming 10/22/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/6/2014
B
Registered with this firm since 3/31/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/12/2012 - 03/24/2014 | MIAMI, FL | |
B | 02/04/2011 - 01/19/2012 | MIRAMAR, FL | |
B | 11/02/2004 - 03/23/2009 | MIAMI, FL | |
B | 03/13/2002 - 09/03/2003 | MIAMI, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.