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Detailed Report
Lance Bradley West
LANCE BRADLEY WEST
CRD#: 4362777
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 867 NORTH ROUTE 3
WATERLOO, IL 62298
Registration History
2002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2001 - Present (23 years)
License(s)

State Registrations

B
Arkansas 10/12/2022
B
Maine 6/27/2023
B
California 1/8/2016
B
Maryland 4/16/2024
B
Colorado 4/7/2008
B
Mississippi 11/29/2022
B
District of Columbia 10/1/2018
B
Missouri 7/27/2001
B
Florida 7/12/2012
B
New Jersey 3/5/2014
B
Georgia 12/11/2006
B
North Carolina 4/23/2013
B
Illinois 5/17/2001
B
Pennsylvania 10/7/2019
IA
Illinois 2/7/2007
B
South Carolina 6/17/2014
B
Iowa 2/13/2007
B
South Dakota 11/11/2021
B
Kansas 11/9/2023
B
Texas 8/29/2013
B
Kentucky 4/26/2013
IA
Texas 12/18/2018
B
Louisiana 1/9/2014
B
Virginia 4/21/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
867 NORTH ROUTE 3, WATERLOO, IL 62298
Registered with this firm since 2/7/2007
B
EDWARD JONES (CRD#:250)
867 NORTH ROUTE 3, WATERLOO, IL 62298
Registered with this firm since 5/1/2001
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.