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TODD ANDREW PARKER
CRD#: 4362437
IA
B
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 108 S. Main Street
Lindsay, OK 73052
Lindsay, OK 73052
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 108 S. Main Street
Lindsay, OK 73052
Lindsay, OK 73052
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Arizona 1/24/2019
B
Nebraska 1/24/2019
B
California 1/24/2019
B
New Mexico 12/20/2016
B
Colorado 1/24/2019
B
North Carolina 6/23/2023
B
Florida 1/24/2019
B
North Dakota 1/2/2020
B
Hawaii 1/24/2019
B
Ohio 1/24/2019
B
Illinois 1/24/2019
B
Oklahoma 9/25/2015
B
Iowa 1/24/2019
IA
Oklahoma 12/21/2021
B
Kansas 1/2/2020
B
Oregon 8/4/2022
B
Louisiana 1/2/2020
B
South Dakota 1/24/2019
B
Massachusetts 1/24/2019
IA
South Dakota 12/21/2021
B
Minnesota 1/24/2019
B
Texas 9/25/2015
B
Missouri 8/21/2023
IA
Texas 12/21/2021
B
Montana 1/10/2017
B
Wisconsin 1/2/2020
SRO Registrations
B
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IA
Registered with this firm since 12/21/2021
B
Registered with this firm since 9/25/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/19/2017 - 12/21/2021 | SIOUX FALLS, SD | |
B | 09/18/2015 - 09/28/2015 | Lindsay, OK | |
B | 10/15/2004 - 09/24/2015 | Lindsay, OK | |
B | 04/17/2002 - 10/19/2004 | NEW ORLEANS, LA | |
B | 06/14/2001 - 04/09/2002 | FORT MILL, SC | |
B | 05/01/2001 - 06/14/2001 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.