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FELONY BATTERY REDUCED TO MISDEMEANOR ON 11/09/2006 AND DISCHARGED 02/06/2007.
Broker Comment
I WAS A VICTIM OF ROBBERY WHILE OUT OF TOWN AND GOT INTO A FIGHT WITH THE ROBBER IN SELF DEFENSE. IRONICALLY, HE FILED CHARGES ON ME. COURT DOCUMENTS SUBMITTED TO NASD REFLECT FELONY CHARGE DROPPED TO MISDEMEANOR ON 11/09/2006 AND THEN DISCHARGED COMPLETELY ON 02/06/2007.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.