• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KENNETH ROY PAINTER
CRD#: 4362164
IA
Investment Adviser
B
Previous Broker
STRATA WEALTH ADVISORS, LLCCRD#: 285973 8750 N. CENTRAL EXPRESSWAY
SUITE 1875
DALLAS, TX 75231
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2017 (14 years)IASTRATA WEALTH ADVISORS, LLC (CRD# 285973)2017 - Present (7 years)BMUTUAL SECURITIES, INC. (CRD# 13092)2017 - 2024 (7 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2003 - 2006 (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2001 - 2003 (1 year)
Disclosure(s)
View By:
10/8/2006
Criminal
Final Disposition
License(s)

State Registrations

IA
Texas 4/25/2017

Current Registration(s)
IA
STRATA WEALTH ADVISORS, LLC (CRD#:285973)
8750 N. CENTRAL EXPRESSWAY SUITE 1875, DALLAS, TX 75231
DALLAS, TX
Registered with this firm since 4/25/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/21/2017 - 12/04/2024 MUTUAL SECURITIES, INC. (CRD#:13092) Dallas, TX
IA
05/27/2003 - 05/02/2017 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) DALLAS, TX
B
05/13/2003 - 05/02/2017 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) DALLAS, TX
B
05/13/2003 - 04/06/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
07/05/2001 - 05/22/2003 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.