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BENJAMIN JOHN CROWDER
BENJAMIN J CROWDER, BENJI CROWDER, Ben Crowder
CRD#: 4361319
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BBMO HARRIS FINANCIAL ADVISORS,... (CRD# 137115)2016 - 2018 (2 years)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)2004 - 2015 (11 years)BVISION INVESTMENT SERVICES, INC. (CRD# 46609)2009 - 2011 (2 years)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2002 - 2004 (1 year)BSCUDDER DISTRIBUTORS, INC. (CRD# 37306)2001 - 2002 (1 year)IANORTHERN TRUST SECURITIES, INC (CRD# 7927)2006 - 2009 (3 years)
License(s)

State Registrations

B
Arizona 4/10/2023

B
Missouri 5/28/2024

B
California 4/10/2023

B
Montana 5/28/2024

B
Colorado 4/10/2023

B
Nebraska 4/10/2023

B
Florida 4/10/2023

B
New Mexico 4/10/2023

B
Georgia 4/10/2023

B
New York 5/15/2023

B
Illinois 4/8/2023

B
North Carolina 4/10/2023

IA
Illinois 4/8/2023

B
Oregon 7/2/2024

B
Indiana 4/10/2023

B
Pennsylvania 1/2/2025

B
Iowa 7/20/2023

B
South Carolina 5/15/2023

B
Kentucky 8/21/2024

B
Texas 4/10/2023

B
Massachusetts 11/26/2024

IA
Texas 4/10/2023

B
Michigan 4/10/2023

B
Virginia 5/28/2024

B
Minnesota 5/28/2024

B
Wisconsin 4/10/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 4/8/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 4/6/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/09/2016 - 03/20/2018 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) CHICAGO, IL
B
04/13/2004 - 05/13/2015 NORTHERN TRUST SECURITIES, INC. (CRD#:7927) OAKBROOK TERRACE, IL
B
03/16/2009 - 09/30/2011 VISION INVESTMENT SERVICES, INC. (CRD#:46609) OAK BROOK, IL
IA
04/20/2006 - 12/31/2009 NORTHERN TRUST SECURITIES, INC (CRD#:7927) OAKBROOK TERRACE, IL
B
12/20/2002 - 02/27/2004 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST. PAUL, MN
B
05/18/2001 - 12/13/2002 SCUDDER DISTRIBUTORS, INC. (CRD#:37306) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.