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ROBERT L BUSBY
CRD#: 4361255
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3353 Peachtree Rd NE Ste 920
ATLANTA, GA 30326-1436
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2011 (10 years)2 FIRMS2011 - 2021 (10 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 7/1/2021

B
Nevada 9/26/2022

B
Arizona 7/29/2022

B
New York 7/1/2021

B
California 12/1/2023

B
North Carolina 7/1/2021

B
Colorado 7/1/2021

B
Oregon 1/24/2024

B
Florida 7/1/2021

B
Pennsylvania 7/1/2021

B
Georgia 7/1/2021

B
South Carolina 7/1/2021

IA
Georgia 7/6/2021

B
Tennessee 1/26/2024

B
Louisiana 3/12/2024

B
Texas 7/1/2021

B
Maryland 7/1/2021

IA
Texas 7/1/2021

B
Michigan 12/1/2023

B
Virginia 7/1/2021

B
Minnesota 10/20/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3353 Peachtree Rd NE Ste 920, ATLANTA, GA 30326-1436
Atlanta, GA
Registered with this firm since 7/1/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3353 Peachtree Rd NE Ste 920, ATLANTA, GA 30326-1436
Atlanta, GA
Registered with this firm since 7/1/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/04/2011 - 07/07/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
B
04/01/2011 - 07/07/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
IA
04/11/2001 - 04/13/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HILTON HEAD ISLAND, SC
B
03/12/2001 - 04/13/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HILTON HEAD ISLAND, SC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.