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Detailed Report
DANIEL DRABKIN
CRD#: 4360345
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 307 FELLOWSHIP ROAD
SUITE 205
MOUNT LAUREL, NJ 08054
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - Present (20 years)BJ.J.B. HILLIARD, W.L. LYONS, INC. (CRD# 453)2001 - 2003 (2 years)IAHILLIARD LYONS ASSET MANAGEMENT (CRD# 453)2003 - 2003 (<1 year)
License(s)

State Registrations

B
California 4/28/2020
IA
Maine 9/25/2020
IA
California 4/28/2020
B
Maryland 12/15/2023
B
Colorado 8/28/2020
IA
Maryland 12/18/2023
IA
Colorado 9/11/2020
B
New Jersey 9/28/2004
B
Connecticut 10/21/2019
IA
New Jersey 9/28/2004
IA
Connecticut 10/21/2019
B
New York 10/19/2004
B
Delaware 10/2/2007
IA
New York 8/16/2021
IA
Delaware 10/30/2007
B
Pennsylvania 10/19/2004
B
Florida 5/9/2017
IA
Pennsylvania 10/20/2004
IA
Florida 5/10/2017
B
South Carolina 11/18/2019
B
Maine 9/24/2020
IA
South Carolina 11/19/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
307 FELLOWSHIP ROAD SUITE 205, MOUNT LAUREL, NJ 08054
Registered with this firm since 9/28/2004
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
307 FELLOWSHIP ROAD SUITE 205, MOUNT LAUREL, NJ 08054
Registered with this firm since 9/28/2004
Previous Registration(s)
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IA
 01/22/2004 - 08/13/2004 QUICK & REILLY, INC. (CRD#:11217) CHERRY HILL, NJ
B
 01/22/2004 - 08/13/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
IA
 05/29/2003 - 11/17/2003 HILLIARD LYONS ASSET MANAGEMENT (CRD#:453) CHERRY HILL, NJ
B
 10/17/2001 - 11/17/2003 J.J.B. HILLIARD, W.L. LYONS, INC. (CRD#:453) LOUISVILLE, KY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.