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LAWRENCE BRUCE KATZ
CRD#: 4360092
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1675 N MILITARY TRAIL STE 500
[D9-RBO]
BOCA RATON, FL 33486
Registration History
2002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2007 - Present (17 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2005 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2003 (2 years)
License(s)

State Registrations

B
Florida 12/17/2007

B
Georgia 1/26/2009

IA
Florida 5/2/2022

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1675 N MILITARY TRAIL STE 500 [D9-RBO], BOCA RATON, FL 33486
Registered with this firm since 5/2/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1675 N MILITARY TRAIL STE 500 [D9-RBO], BOCA RATON, FL 33486
Registered with this firm since 12/17/2007

Previous Registration(s)
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B
04/11/2003 - 12/31/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
04/03/2001 - 04/10/2003 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.