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Detailed Report
MICHAEL H CO
MICHAEL CO
CRD#: 4359681
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2016 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2016 (4 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2004 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2016 (4 years)
License(s)

State Registrations

B
Arizona 7/10/2020
B
New Jersey 3/31/2016
B
Arkansas 11/22/2022
B
New Mexico 11/22/2022
B
California 3/31/2016
B
New York 11/29/2019
IA
California 4/1/2016
B
North Carolina 7/10/2020
B
Colorado 11/22/2022
B
Ohio 11/23/2022
B
Florida 3/31/2016
B
Oregon 10/8/2021
B
Georgia 6/5/2023
B
Pennsylvania 3/31/2021
B
Idaho 7/10/2020
B
Texas 7/10/2020
B
Illinois 2/8/2018
IA
Texas 7/17/2020
B
Iowa 2/18/2021
B
Utah 11/22/2022
B
Kansas 11/22/2022
B
Virginia 3/7/2023
B
Michigan 6/16/2022
B
Washington 7/10/2020
B
Nevada 8/6/2019
B
Wyoming 5/12/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 4/1/2016
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 3/31/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/01/2012 - 04/01/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
 12/02/2011 - 04/01/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
 12/17/2003 - 09/02/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.