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MARK JAMES ESSLIE
CRD#: 4358763
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 43 BRITISH AMERICAN BOULVARD
1ST FLOOR
LATHAM, NY 12110
CETERA INVESTMENT SERVICES LLCCRD#: 15340 43 BRITISH AMERICAN BOULEVARD
1ST FLOOR
LATHAM, NY 12110
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2001 - 2019 (18 years)IAFORESTERS ADVISORY SERVICES, LLC (CRD# 164663)2019 - 2019 (<1 year)
License(s)

State Registrations

B
Alabama 8/30/2022

B
New Jersey 6/19/2019

B
Arizona 6/19/2019

IA
New Jersey 6/20/2019

B
California 6/19/2019

B
New York 6/19/2019

B
Colorado 6/19/2019

IA
New York 3/31/2021

B
Connecticut 6/19/2019

B
North Carolina 6/19/2019

B
District of Columbia 6/19/2019

B
Ohio 2/7/2024

B
Florida 6/19/2019

B
Oregon 6/19/2019

B
Georgia 6/19/2019

B
Pennsylvania 6/19/2019

B
Illinois 1/3/2020

B
South Carolina 6/19/2019

B
Kentucky 6/19/2019

B
Tennessee 10/31/2024

B
Maine 5/13/2022

B
Texas 6/19/2019

B
Maryland 6/19/2019

IA
Texas 1/12/2023

B
Massachusetts 6/19/2019

B
Vermont 6/19/2019

B
Michigan 12/12/2024

B
Virginia 6/19/2019

B
Minnesota 10/4/2022

B
Washington 3/19/2020

B
New Hampshire 6/19/2019

B
Wyoming 1/16/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
43 BRITISH AMERICAN BOULVARD 1ST FLOOR, LATHAM, NY 12110
Registered with this firm since 6/20/2019

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
43 BRITISH AMERICAN BOULEVARD 1ST FLOOR, LATHAM, NY 12110
Registered with this firm since 6/19/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/28/2019 - 06/20/2019 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) Latham, NY
B
03/14/2001 - 06/20/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) LATHAM, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.