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Detailed Report
CINDY DIANE MARTINEZ
CRD#: 4358754
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1400 Civic Place
Suite 200
Southlake, TX 76092
Registration History
200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2015 - Present (9 years)BMORGAN STANLEY (CRD# 149777)2014 - Present (10 years)BNFP SECURITIES, INC. (CRD# 42046)2003 - 2005 (1 year)BVERAVEST INVESTMENTS, INC. (CRD# 3960)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Arizona 4/18/2023
B
Montana 4/20/2023
B
Arkansas 4/18/2023
B
New Mexico 4/4/2023
B
Delaware 1/6/2021
B
Ohio 5/1/2020
B
Florida 4/18/2023
B
South Carolina 12/12/2024
B
Michigan 1/14/2023
B
Tennessee 4/27/2021
B
Minnesota 4/13/2023
B
Texas 5/18/2015
B
Mississippi 7/21/2022
IA
Texas 5/18/2015
B
Missouri 4/4/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1400 Civic Place Suite 200, Southlake, TX 76092
Registered with this firm since 5/18/2015
B
MORGAN STANLEY (CRD#:149777)
1400 Civic Place Suite 200, Southlake, TX 76092
Registered with this firm since 7/31/2014
Previous Registration(s)
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B
 10/03/2003 - 09/29/2005 NFP SECURITIES, INC. (CRD#:42046) AUSTIN, TX
B
 01/02/2003 - 10/07/2003 VERAVEST INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.