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Detailed Report
JOSEPH WESLEY CLEGG
WES CLEGG
CRD#: 4358688
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5 KACEY CT STE 101
MECHANICSBURG, PA 17055
CETERA ADVISOR NETWORKS LLCCRD#: 13572 5 KACEY CT STE 101
MECHANICSBURG, PA 17055
Registration History
2002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2006 - Present (18 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2001 - 2006 (5 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2007 - 2023 (16 years)
Disclosure(s)
View By:
2/9/2011
Customer Dispute
Denied
2/28/2008
Customer Dispute
Settled
3/28/2006
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 7/21/2023
B
Florida 11/19/2018
B
California 5/14/2024
B
Pennsylvania 10/5/2006
B
Colorado 5/5/2015
IA
Pennsylvania 6/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5 KACEY CT STE 101, MECHANICSBURG, PA 17055
MECHANICSBURG, PA
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
5 KACEY CT STE 101, MECHANICSBURG, PA 17055
MECHANICSBURG, PA
Registered with this firm since 10/5/2006
Previous Registration(s)
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IA
 02/05/2007 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) MECHANICSBURG, PA
B
 03/14/2001 - 04/26/2006 PRUCO SECURITIES, LLC. (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.