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Detailed Report
WEIHENG ZHANG
Claudia Zhang
CRD#: 4358420
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 199 MAIN STREET
LOS ALTOS, CA 94022
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
California 11/2/2018
B
Michigan 1/31/2023
IA
California 11/2/2018
B
Nevada 1/7/2022
B
Colorado 4/5/2023
B
New York 12/19/2022
B
Florida 8/29/2023
B
Pennsylvania 9/16/2021
B
Illinois 2/3/2025
B
Texas 4/5/2023
B
Indiana 4/5/2023
IA
Texas 5/3/2023
B
Massachusetts 7/8/2022
B
Washington 2/21/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
199 MAIN STREET, LOS ALTOS, CA 94022
Registered with this firm since 11/2/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
199 MAIN STREET, LOS ALTOS, CA 94022
Registered with this firm since 11/2/2018
Previous Registration(s)
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IA
 11/15/2017 - 11/03/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
B
 10/18/2017 - 11/03/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.