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ZACHARY HAMILTON WILEY
CRD#: 4358222
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 THE TOWERS AT KENWOOD
8044 MONTGOMERY ROAD, Ste. 100W
CINCINNATI, OH 45236
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2009 (7 years)2 FIRMS2009 - Present (16 years)
License(s)

State Registrations

B
Alabama 5/18/2017

B
Nevada 4/5/2018

B
Arizona 5/3/2010

B
New Hampshire 12/18/2014

B
Arkansas 2/6/2015

B
New Mexico 12/16/2019

B
California 1/15/2009

B
New York 12/14/2018

B
Colorado 1/15/2009

B
North Carolina 1/15/2009

B
Connecticut 2/22/2019

B
Ohio 1/15/2009

B
Delaware 7/14/2014

IA
Ohio 1/15/2009

B
Florida 1/15/2009

B
Oregon 3/9/2022

B
Georgia 1/15/2009

B
Pennsylvania 1/15/2009

B
Hawaii 10/4/2024

B
Rhode Island 11/17/2023

B
Illinois 5/26/2011

B
South Carolina 1/15/2009

B
Indiana 1/15/2009

B
South Dakota 7/10/2020

B
Iowa 5/24/2022

B
Tennessee 1/15/2009

B
Kentucky 1/15/2009

B
Texas 1/15/2009

B
Maine 6/18/2021

IA
Texas 1/15/2009

B
Maryland 8/26/2016

B
Virginia 6/5/2018

B
Massachusetts 10/21/2014

B
Washington 3/8/2019

B
Michigan 3/31/2010

B
West Virginia 6/13/2023

B
Minnesota 2/22/2019

B
Wisconsin 9/12/2022

B
Missouri 9/17/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
THE TOWERS AT KENWOOD 8044 MONTGOMERY ROAD, Ste. 100W, CINCINNATI, OH 45236
Registered with this firm since 1/15/2009

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
THE TOWERS AT KENWOOD 8044 MONTGOMERY ROAD, Ste. 100W, CINCINNATI, OH 45236
Registered with this firm since 1/15/2009

Previous Registration(s)
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IA
05/29/2001 - 01/21/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CINCINNATI, OH
B
04/16/2001 - 01/21/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CINCINNATI, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.