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Detailed Report
LEE ANNE BLOOM
LEEANNE ANNE BLOOM, LEEANNE BLOOM, LEE ANNE CARNES, LEE ANNE WHITEHEAD
CRD#: 4357745
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 948 LASKIN RD
STE 300
VINGINIA BEACH, VA 23451
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 948 LASKIN RD
STE 300
VIRGINIA BEACH, VA 23451
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2021 (10 years)2 FIRMS2021 - Present (3 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2002 - 2007 (4 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2002 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2003 - 2007 (3 years)
Disclosure(s)
View By:
8/24/2016
Financial
Final
License(s)

State Registrations

B
Florida 5/3/2021
B
Maryland 4/21/2021
IA
Florida 5/4/2021
B
Minnesota 5/5/2021
B
Georgia 5/20/2021
B
Virginia 5/3/2021
B
Illinois 5/4/2021
IA
Virginia 7/12/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
948 LASKIN RD STE 300, VINGINIA BEACH, VA 23451
Registered with this firm since 5/4/2021
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
948 LASKIN RD STE 300, VIRGINIA BEACH, VA 23451
Registered with this firm since 4/20/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/12/2010 - 04/12/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ORLANDO, FL
B
 11/12/2010 - 04/12/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ORLANDO, FL
IA
 06/01/2009 - 12/07/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) WINTER PARK, FL
B
 06/01/2009 - 12/07/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) WINTER PARK, FL
IA
 05/29/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WINTER PARK, FL
B
 05/25/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WINTER PARK, FL
IA
 11/18/2003 - 06/22/2007 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) WINTER PARK, FL
B
 11/11/2002 - 06/22/2007 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) WINTER PARK, FL
B
 03/20/2001 - 03/26/2002 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.