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MISTY DAWN ALLEN
MISTY RAYBURN, MISTY DAWN SIMMONS
CRD#: 4357671
IA
B
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 242 1st St NE
Cleveland, TN 37311-5305
Cleveland, TN 37311-5305
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 242 1st St
NE Cleveland, TN 37311-5305
NE Cleveland, TN 37311-5305
0
Disclosures
13
Years of Experience
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State Registrations
B
Georgia 10/18/2019
B
Tennessee 10/18/2019
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Georgia 11/12/2020
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Tennessee 10/22/2020
SRO Registrations
B
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Registered with this firm since 10/22/2020
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Registered with this firm since 9/3/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/15/2005 - 11/28/2007 | BLOOMINGTON, IL | |
B | 09/18/2003 - 02/17/2004 | BOSTON, MA | |
B | 06/04/2001 - 04/03/2002 | ATLANTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.