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STACEY B KOZIATEK
STACEY BETH BIELE, STACEY BETH CROWDER, STACEY B CROWDER-BIELE, STACEY BETH CROWDER-BIELE, STACEY BETH CROWDERBIELE…
CRD#: 4357060
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 16690 Swingley Ridge Road Suite 240-A
CHESTERFIELD, MO 63017
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2017 (11 years)2 FIRMS2018 - 2023 (5 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 11/30/2023

B
Missouri 11/30/2023

B
California 11/30/2023

IA
Missouri 11/30/2023

B
Colorado 11/30/2023

B
New Mexico 11/30/2023

B
Florida 11/30/2023

B
New York 11/30/2023

B
Hawaii 11/30/2023

B
North Carolina 11/30/2023

B
Illinois 11/30/2023

B
Oregon 11/30/2023

B
Indiana 11/30/2023

B
South Carolina 11/30/2023

B
Iowa 11/30/2023

B
Tennessee 11/30/2023

B
Kansas 11/30/2023

B
Texas 11/30/2023

B
Kentucky 11/30/2023

IA
Texas 11/30/2023

B
Massachusetts 11/30/2023

B
Vermont 11/30/2023

B
Michigan 11/30/2023

B
Wisconsin 11/30/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
16690 Swingley Ridge Road Suite 240-A, CHESTERFIELD, MO 63017
Augusta, MO
Registered with this firm since 11/30/2023

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
16690 Swingley Ridge Road Suite 240-A, CHESTERFIELD, MO 63017
Augusta, MO
Registered with this firm since 11/30/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/31/2018 - 12/15/2023 MORGAN STANLEY (CRD#:149777) Chesterfield, MO
B
10/31/2018 - 12/15/2023 MORGAN STANLEY (CRD#:149777) Chesterfield, MO
IA
07/01/2005 - 04/10/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LADUE, MO
B
07/01/2005 - 04/10/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LADUE, MO
IA
06/23/2004 - 07/06/2005 MORGAN STANLEY (CRD#:7556) CHESTERFIELD, MO
B
05/11/2004 - 07/06/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.