Individual Firm
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Nikolai Kondra
NICK C CONDRA, NICK CONDRA, NICK KONDRA, NIKOLAI C KONDRA, NIKOLAI CHARLES KONDRA
CRD#: 4356963
IA
B
EDWARD JONESCRD#: 250 2513 NORTH VELASCO STE B
ANGLETON, TX 77515
ANGLETON, TX 77515
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12/6/1995
Criminal
Final Disposition
State Registrations
B
Colorado 10/23/2014
B
Louisiana 2/10/2012
B
Florida 2/16/2012
B
North Carolina 12/18/2017
B
Georgia 8/4/2014
B
Oklahoma 11/6/2013
B
Hawaii 7/11/2016
B
Texas 2/10/2012
B
Indiana 4/11/2019
IA
Texas 3/3/2012
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/3/2012
B
Registered with this firm since 2/10/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/09/2003 - 02/27/2012 | CLUTE, TX | |
B | 05/08/2003 - 02/27/2012 | CLUTE, TX | |
B | 01/21/2003 - 05/08/2003 | SCHAUMBURG, IL | |
B | 04/25/2001 - 01/24/2003 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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