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Michael EDWARD Stogner
CRD#: 4356421
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2009 (8 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2009 (6 years)
Disclosure(s)
View By:
10/19/2011
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/29/2017

B
Montana 10/13/2017

B
Arizona 9/29/2017

B
Nevada 10/6/2017

B
Arkansas 9/29/2017

B
New Hampshire 10/20/2017

B
California 9/29/2017

B
New Jersey 9/29/2017

B
Colorado 10/2/2017

B
New Mexico 10/2/2017

B
Connecticut 9/29/2017

B
New York 10/23/2009

B
Delaware 10/2/2017

B
North Carolina 10/3/2017

B
District of Columbia 9/29/2017

B
Ohio 9/29/2017

B
Florida 10/23/2009

B
Pennsylvania 10/2/2017

B
Georgia 10/23/2009

B
Puerto Rico 10/5/2017

IA
Georgia 10/23/2009

B
Rhode Island 10/3/2017

B
Hawaii 10/17/2017

B
South Carolina 10/2/2017

B
Illinois 9/29/2017

B
South Dakota 10/5/2017

B
Indiana 9/29/2017

B
Tennessee 10/2/2017

B
Kentucky 10/3/2017

B
Texas 10/23/2009

B
Louisiana 9/29/2017

IA
Texas 10/29/2012

B
Maine 10/2/2017

B
Utah 10/23/2009

B
Maryland 10/2/2017

B
Vermont 9/29/2017

B
Massachusetts 10/2/2017

B
Virginia 10/23/2009

B
Mississippi 10/4/2017

B
Washington 10/5/2017

B
Missouri 10/4/2017

B
Wyoming 10/2/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/30/2003 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ATLANTA, GA
B
03/13/2001 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.