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Detailed Report
DAVID GREG BIRRELL
CRD#: 4354804
IA
Investment Adviser
B
Broker
BFC PLANNING, INC.CRD#: 119682 PEORIA, AZ
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.CRD#: 13609 PEORIA, AZ
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2008 (5 years)2 FIRMS2008 - 2010 (1 year)2 FIRMS2010 - Present (15 years)IABFC PLANNING, INC. (CRD# 119682)2016 - Present (8 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)2001 - 2002 (1 year)
License(s)

State Registrations

B
Alabama 5/4/2023
B
New Jersey 9/17/2024
B
Arizona 2/25/2010
B
New Mexico 7/7/2016
IA
Arizona 3/1/2010
B
Oregon 2/16/2016
B
California 2/26/2010
B
South Carolina 8/21/2012
B
Florida 11/18/2020
B
Tennessee 10/10/2019
B
Iowa 2/25/2010
B
Virginia 9/18/2017
B
Montana 2/5/2025
B
Wisconsin 3/1/2019
B
Nebraska 8/16/2024
B
Wyoming 1/23/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BFC PLANNING, INC. (CRD#:119682)
PEORIA, AZ
Registered with this firm since 9/28/2016
IA
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609)
PEORIA, AZ
Registered with this firm since 3/1/2010
B
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609)
PEORIA, AZ
Registered with this firm since 2/25/2010
Previous Registration(s)
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IA
 05/27/2008 - 02/26/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) PHOENIX, AZ
B
 05/16/2008 - 02/26/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) PHOENIX, AZ
IA
 08/26/2002 - 05/19/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PHOENIX, AZ
B
 08/12/2002 - 05/19/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PHOENIX, AZ
B
 06/18/2001 - 07/31/2002 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.