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Detailed Report
HARRISON MATTHEW CLEMENT
MATT CLEMENT
CRD#: 4354754
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 401 S TRYON ST 3RD FL
CHARLOTTE, NC 28202
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCCRD#: 11025 1525 W WT HARRIS BLVD
CHARLOTTE, NC 28262
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2002 (1 year)2 FIRMS2015 - Present (10 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2022 - Present (2 years)BW&S BROKERAGE SERVICES, INC. (CRD# 8099)2014 - 2014 (<1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2003 - 2013 (10 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2013 (4 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2003 - 2009 (5 years)
License(s)

State Registrations

B
North Carolina 1/30/2015
IA
North Carolina 2/11/2015

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
1525 W WT HARRIS BLVD, CHARLOTTE, NC 28262
Registered with this firm since 10/6/2022
IA
WELLS FARGO ADVISORS (CRD#:19616)
401 S TRYON ST 3RD FL, CHARLOTTE, NC 28202
Registered with this firm since 2/11/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
401 S TRYON ST 3RD FL, CHARLOTTE, NC 28202
Registered with this firm since 1/29/2015
Previous Registration(s)
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B
 04/03/2014 - 10/03/2014 W&S BROKERAGE SERVICES, INC. (CRD#:8099) ASHEBORO, NC
IA
 01/02/2009 - 02/04/2013 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) ASHEBORO, NC
B
 01/02/2003 - 02/04/2013 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ASHEBORO, NC
IA
 02/24/2003 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ASHEBORO, NC
IA
 12/31/2001 - 12/31/2002 LM FINANCIAL PARTNERS, INC. (CRD#:30958) ASHEBORO, NC
B
 03/26/2001 - 12/31/2002 LM FINANCIAL PARTNERS, INC. (CRD#:30958) NEW ORLEANS, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.