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SCOTT E. DUBIN
CRD#: 4354131
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 1956 CARTER ROAD
SUITE 200
CLEVELAND, OH 44113
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - Present (7 years)BNEW ENGLAND SECURITIES (CRD# 615)2001 - 2011 (10 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2005 - 2011 (5 years)
License(s)

State Registrations

B
California 2/18/2020

B
North Carolina 5/8/2018

B
Colorado 4/22/2020

B
Ohio 4/4/2017

B
District of Columbia 3/24/2023

IA
Ohio 4/6/2017

B
Florida 5/1/2017

B
Pennsylvania 8/15/2019

B
Georgia 9/25/2018

B
South Dakota 6/5/2024

B
Indiana 10/3/2023

B
Texas 8/15/2019

B
Maryland 6/18/2019

IA
Texas 8/16/2019

B
Massachusetts 5/10/2022

B
Virginia 5/1/2017

B
Michigan 7/3/2023

B
Washington 1/2/2021

B
New York 1/17/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
1956 CARTER ROAD SUITE 200, CLEVELAND, OH 44113
ORANGE, OH
Registered with this firm since 4/6/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
1956 CARTER ROAD SUITE 200, CLEVELAND, OH 44113
ORANGE, OH
Registered with this firm since 4/4/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/24/2014 - 03/31/2017 WUNDERLICH SECURITIES, INC. (CRD#:2543) BEACHWOOD, OH
B
02/21/2014 - 03/31/2017 WUNDERLICH SECURITIES, INC. (CRD#:2543) BEACHWOOD, OH
IA
12/07/2012 - 02/24/2014 MCDONALD PARTNERS LLC (CRD#:135414) CLEVELAND, OH
B
12/07/2012 - 02/24/2014 MCDONALD PARTNERS LLC (CRD#:135414) CLEVELAND, OH
IA
03/08/2011 - 12/11/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) CLEVELAND, OH
B
03/04/2011 - 12/11/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) CLEVELAND, OH
IA
05/24/2005 - 03/09/2011 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) HIGHLAND HILLS, OH
B
03/14/2001 - 03/09/2011 NEW ENGLAND SECURITIES (CRD#:615) HIGHLAND HILLS, OH
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B
Broker
IA
Investment Adviser
Disclosures
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