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JACOB EUGENE RUOTSINOJA
CRD#: 4353932
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Investment Adviser
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Previous Broker
ICON FINANCIALCRD#: 287830 8400 NORMANDALE LAKE BLVD.
#920
BLOOMINGTON, MN 55437
Registration History
2002200420062008201020122014201620182020202220242026IAICON FINANCIAL (CRD# 287830)2017 - Present (7 years)BLPL FINANCIAL LLC (CRD# 6413)2012 - 2017 (5 years)BADP BROKER-DEALER, INC. (CRD# 37693)2008 - 2012 (3 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2001 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2014 - 2017 (3 years)
License(s)

State Registrations

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Minnesota 6/20/2017

Current Registration(s)
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ICON FINANCIAL (CRD#:287830)
8400 NORMANDALE LAKE BLVD. #920, BLOOMINGTON, MN 55437
Registered with this firm since 6/20/2017

Previous Registration(s)
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01/22/2014 - 06/19/2017 LPL FINANCIAL LLC (CRD#:6413) PRIOR LAKE, MN
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04/13/2012 - 06/19/2017 LPL FINANCIAL LLC (CRD#:6413) PRIOR LAKE, MN
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08/28/2008 - 04/17/2012 ADP BROKER-DEALER, INC. (CRD#:37693) ROSELAND, NJ
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04/16/2001 - 12/07/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.