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Di Dong
DI DONG
CRD#: 4353921
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 500 CAPITOL MALL, SUITE 1200
SACRAMENTO, CA 95814
Registration History
2002200420062008201020122014201620182020202220242026IALPL FINANCIAL LLC (CRD# 6413)2025 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2023 - 2024 (<1 year)BBANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2013 - 2023 (9 years)BE*TRADE CLEARING LLC (CRD# 25025)2010 - 2013 (2 years)BE*TRADE SECURITIES LLC (CRD# 29106)2001 - 2013 (11 years)
License(s)

State Registrations

B
California 9/3/2024

IA
California 1/1/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
500 CAPITOL MALL, SUITE 1200, SACRAMENTO, CA 95814
Registered with this firm since 1/1/2025

B
LPL FINANCIAL LLC (CRD#:6413)
500 CAPITOL MALL, SUITE 1200, SACRAMENTO, CA 95814
Registered with this firm since 9/3/2024

Previous Registration(s)
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B
10/17/2023 - 08/13/2024 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
B
08/30/2013 - 07/28/2023 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) SACRAMENTO, CA
B
12/09/2010 - 03/06/2013 E*TRADE CLEARING LLC (CRD#:25025) JERSEY CITY, NJ
B
06/07/2001 - 03/06/2013 E*TRADE SECURITIES LLC (CRD#:29106) JERSEY CITY, NJ
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B
Broker
IA
Investment Adviser
Disclosures
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