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ANNE CLARE GUTIERREZ
ANNE CLARE GUTIERREZ, ANNE CLARE SMIELEWSKI
CRD#: 4353161
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ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 777 EAST WISCONSIN AVE
MILWAUKEE, WI 53202
MILWAUKEE, WI 53202
0
Disclosures
22
Years of Experience
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State Registrations
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Arizona 7/6/2010
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Nevada 2/8/2021
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Arkansas 6/25/2010
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New Jersey 6/28/2010
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California 6/22/2010
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New York 6/24/2010
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District of Columbia 6/30/2010
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North Carolina 6/23/2010
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Georgia 7/7/2010
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Ohio 6/22/2010
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Hawaii 6/28/2010
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Oklahoma 7/14/2010
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Illinois 6/18/2010
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Oregon 6/22/2010
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Illinois 6/18/2010
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Pennsylvania 6/22/2010
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Indiana 6/23/2010
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Texas 6/30/2010
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Iowa 6/23/2010
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Vermont 8/17/2022
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Maryland 6/22/2010
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Washington 6/21/2010
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Massachusetts 6/22/2010
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Wisconsin 6/24/2010
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Minnesota 6/23/2010
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Wisconsin 6/24/2010
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Missouri 6/21/2010
SRO Registrations
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Registered with this firm since 6/18/2010
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Registered with this firm since 6/18/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 06/23/2010 | DEERFIELD, IL | |
B | 06/01/2009 - 06/23/2010 | DEERFIELD, IL | |
IA | 10/23/2007 - 06/01/2009 | DEERFIELD, IL | |
B | 04/07/2006 - 06/01/2009 | DEERFIELD, IL | |
B | 04/20/2001 - 04/14/2005 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.