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Brock David Cooper
BROCK DAVID COOPER, Brock D Cooper
CRD#: 4352935
IA
B
MORGAN STANLEYCRD#: 149777 4760 Fashion Square Boulevard
Saginaw, MI 48604
Saginaw, MI 48604
0
Disclosures
18
Years of Experience
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State Registrations
B
Alabama 5/21/2018
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Nebraska 5/21/2018
B
Alaska 5/21/2018
B
Nevada 5/21/2018
B
Arizona 5/21/2018
B
New Hampshire 5/21/2018
B
Arkansas 5/21/2018
B
New Jersey 5/21/2018
B
California 5/21/2018
B
New Mexico 5/21/2018
B
Colorado 5/21/2018
B
New York 5/21/2018
B
Connecticut 5/21/2018
B
North Carolina 5/21/2018
B
Delaware 5/21/2018
B
North Dakota 5/21/2018
B
District of Columbia 5/21/2018
B
Ohio 5/21/2018
B
Florida 5/21/2018
B
Oklahoma 5/21/2018
B
Georgia 5/21/2018
B
Oregon 5/21/2018
B
Hawaii 5/21/2018
B
Pennsylvania 5/21/2018
B
Idaho 5/21/2018
B
Puerto Rico 5/21/2018
B
Illinois 5/21/2018
B
Rhode Island 5/21/2018
B
Indiana 5/21/2018
B
South Carolina 5/21/2018
B
Iowa 5/21/2018
B
South Dakota 5/21/2018
B
Kansas 5/21/2018
B
Tennessee 5/21/2018
B
Kentucky 5/21/2018
B
Texas 5/21/2018
B
Louisiana 5/21/2018
IA
Texas 5/22/2018
B
Maine 5/21/2018
B
Utah 5/21/2018
B
Maryland 5/21/2018
B
Vermont 5/21/2018
B
Massachusetts 5/21/2018
B
Virgin Islands 5/21/2018
B
Michigan 8/12/2017
B
Virginia 5/21/2018
IA
Michigan 8/12/2017
B
Washington 5/21/2018
B
Minnesota 5/21/2018
B
West Virginia 5/21/2018
B
Mississippi 5/21/2018
B
Wisconsin 5/21/2018
B
Missouri 5/21/2018
B
Wyoming 5/21/2018
B
Montana 5/21/2018
SRO Registrations
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B
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IA
Registered with this firm since 8/12/2017
B
Registered with this firm since 8/12/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/14/2016 - 06/23/2017 | EAST LANSING, MI | |
B | 03/10/2016 - 06/23/2017 | EAST LANSING, MI | |
IA | 07/06/2011 - 02/26/2016 | EAST LANSING, MI | |
B | 06/09/2011 - 02/26/2016 | EAST LANSING, MI | |
B | 06/01/2009 - 11/06/2009 | EAST LANSING, MI | |
B | 03/07/2007 - 06/01/2009 | EAST LANSING, MI | |
IA | 10/31/2002 - 05/14/2003 | BROOMALL, PA | |
B | 03/19/2001 - 05/14/2003 | MONTPELIER, VT |
EAST LANSING, MI
03/10/2016 - 06/23/2017
EAST LANSING, MI
07/06/2011 - 02/26/2016
EAST LANSING, MI
06/09/2011 - 02/26/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.