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HOMIRA RICH
HOMIRA HUSSAIN, MIRA HUSSAIN, MIRA RICH
CRD#: 4351337
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 9800 SCHWAB WAY
LONE TREE, CO 80124
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
20082010201220142016201820202022202420262 FIRMS2018 - 2023 (5 years)IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2023 - Present (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - Present (3 years)BSCOTTRADE, INC. (CRD# 8206)2007 - 2018 (10 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - 2023 (1 year)IATD AMERITRADE, INC. (CRD# 7870)2018 - 2022 (4 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 2/9/2023

B
Nebraska 2/4/2022

B
Alaska 2/9/2023

B
Nevada 1/3/2024

B
Arizona 1/31/2022

B
New Hampshire 2/9/2023

B
Arkansas 2/9/2023

B
New Jersey 2/9/2023

B
California 1/31/2022

B
New Mexico 1/31/2022

B
Colorado 1/31/2022

B
New York 2/9/2023

IA
Colorado 3/13/2023

B
North Carolina 2/9/2023

B
Connecticut 1/31/2022

B
North Dakota 2/9/2023

B
Delaware 2/9/2023

B
Ohio 1/31/2022

B
District of Columbia 2/9/2023

B
Oklahoma 1/31/2022

B
Florida 1/31/2022

B
Oregon 2/9/2023

B
Georgia 2/9/2023

B
Pennsylvania 2/9/2023

B
Hawaii 2/9/2023

B
Puerto Rico 2/9/2023

B
Idaho 2/9/2023

B
Rhode Island 2/9/2023

B
Illinois 2/9/2023

B
South Carolina 2/9/2023

B
Indiana 2/9/2023

B
South Dakota 2/9/2023

B
Iowa 2/9/2023

B
Tennessee 2/9/2023

B
Kansas 1/31/2022

B
Texas 1/31/2022

B
Kentucky 2/9/2023

IA
Texas 5/11/2023

B
Louisiana 2/9/2023

B
Utah 2/2/2022

B
Maine 2/9/2023

B
Vermont 2/9/2023

B
Maryland 2/9/2023

B
Virgin Islands 2/9/2023

B
Massachusetts 2/9/2023

B
Virginia 2/9/2023

B
Michigan 2/9/2023

B
Washington 2/9/2023

B
Minnesota 2/9/2023

B
West Virginia 2/9/2023

B
Mississippi 2/9/2023

B
Wisconsin 2/9/2023

B
Missouri 2/9/2023

B
Wyoming 1/31/2022

B
Montana 2/9/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
9800 SCHWAB WAY, LONE TREE, CO 80124
Registered with this firm since 3/13/2023

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 1/31/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/26/2018 - 12/31/2023 TD AMERITRADE, INC. (CRD#:7870) Lone Tree, CO
IA
02/26/2018 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Lone Tree, CO
IA
01/31/2022 - 03/13/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Denver, CO
IA
02/27/2018 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Lone Tree, CO
IA
03/09/2017 - 02/26/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
11/30/2007 - 02/26/2018 SCOTTRADE, INC. (CRD#:8206) LITTLETON, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.