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LAWRENCE THOMAS MCGOWAN
Larry McGowan
CRD#: 4350752
IA
Investment Adviser
F L PUTNAM INVESTMENT MANAGEMENT CO.CRD#: 106223 100 CORPORATE PARKWAY
SUITE 308
AMHERST, NY 14226
Registration History
202120222023202420252026IAF L PUTNAM INVESTMENT MANAGEME... (CRD# 106223)2024 - Present (<1 year)IAARBOR CAPITAL MANAGEMENT CORP (CRD# 106461)2021 - 2024 (3 years)
License(s)

State Registrations

IA
New York 7/26/2024

Current Registration(s)
IA
F L PUTNAM INVESTMENT MANAGEMENT CO. (CRD#:106223)
100 CORPORATE PARKWAY SUITE 308, AMHERST, NY 14226
Registered with this firm since 7/26/2024

Previous Registration(s)
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IA
03/26/2021 - 12/06/2024 ARBOR CAPITAL MANAGEMENT CORP (CRD#:106461) AMHERST, NY
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.